Research Guides: Entrepreneurship: Public Company Financials

Public Company Financials

Public company's disclose (some, not all!) financial information in SEC filings and annual reports.
SEC Filings are the more detailed, legal documents submitted to the Securities and Exchange Commission (SEC).
Annual Reports are the glossy, magazine-like documents intended for shareholders.

S&P Capital IQ This link opens in a new window
Access: UCI – Authorized Affiliates
Geography: US & Global
Company intelligence database, including granular financial and capital structure information on companies worldwide. Company profiles contain data and graphs for historic stock prices, searchable SEC filings, mergers and acquisitions activities, and venture capital/private equity data. Also features biographic and professional connection information for business leaders.
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Access requires an active UCInetID and password. Authorized affiliates are users with an active UCInetID and password (i.e., current UCI students, faculty, and staff).
PitchBook This link opens in a new window
Access: UCI – Authorized Affiliates
Geography: US & Global
Profiles on over 100,000 publicly traded companies. Profiles include financial data going back several years, available in both quarterly and annual increments, and SEC filings.
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Access requires an active UCInetID and password. Authorized affiliates are users with an active UCInetID and password (i.e., current UCI students, faculty, and staff).

Users must create an account with their UCI email address. Download limits apply.

The vendor of this resource may monitor, collect, store, and analyze Subscriber’s usage of the Services (“Subscriber’s Usage Data”) on both a Subscriber and individual User basis for the limited purposes of providing or improving the services.
Mergent Online This link opens in a new window
Access: UCI – Authorized Affiliates
Geography: US & Global
Public company financials and SEC documents, going back 15 years. Income statements, balance sheets, and cash flow statements can be downloaded directly into MS Excel.

Rank and Filed
Access: Public
Not for profit site built with open access tools that indexes and visualizes data from all SEC EDGAR filings. Tools include matching CIK to Ticker symbol, word frequencies in filings, influences between company owners, financials, US states of incorporation and operations, etc.
EDGAR
Access: Public
Search EDGAR (Electronic Data Gathering, Analysis, and Retrieval system) by company name, ticker symbol, or CIK to find company SEC filings. Also offers full-text searching of filings from 2000 to present.

Helpful SEC Filings

Public companies in the U.S. disclose (some, not all!) information about their finances and operations in the form of SEC filings.

The 10-K/Q have the most detail about a company's finances; you won't find a more specific breakdown elsewhere.

10-K: The annual report submitted to the SEC for a U.S. publicly traded company. Here's how you read it.
10-Q: The quarterly report submitted to the SEC for a U.S. publicly traded company.
20-F: The equivalent of a 10-K for a foreign company trading on a US exchange.
8-K: A form submitted when a materially important event happens at a company, so shareholders know about it.
DEF 14A: The proxy statement, i.e., an annual definitive form submitted to shareholders before a meeting, with information about executives, board members, and issues on which shareholders can vote.

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UCI – Authorized Affiliates
Access requires an active UCInetID and password.

UCI
Access is available to all users physically on the UCI campus.

Remote access is available to users with active UCInetID and password using the VPN.

Public
Access is generally available to all users.

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